6 NYCRR |
Chapter IV |
Disclaimer |
Legend
Part 375
[4/4] . See also
[1/4],
[2/4], and
[3/4]. This regulation SubPart became effective 01/98.
This page was last
updated 10/9/98. Please refer to the Disclaimer and Legend links above.
For who to contact about this posted regulation, see the The Division of
Environmental Remediation's
Regulatory Contact Page.
PART 375
INACTIVE HAZARDOUS WASTE DISPOSAL SITES
(Statutory
Authority: Environmental Conservation Law §§ 1-0101, 3-0301, 27-0903,
27-1315, 27-1317 and 52-0107.5, Environmental Conservation Law Article 56,
Titles 1 and 5; and State Administrative Procedure Act, §§ 301, 305)
SUBPART
375-4
ENVIRONMENTAL RESTORATION PROJECTS
Sec.
375-4.1 Purpose
375-4.2 Definitions
375-4.3 Eligible municipalities
375-4.4 State assistance application contents and submission
375-4.5 State assistance application review
375-4.6 State assistance contract contents
375-4.7 Costs
375-4.8 Investigation and remedial decision making
375-4.9 Remediation
§375-4.1 Purpose.
This subpart sets forth the regulations governing the environmental
restoration project state assistance program under ECL article 56, title 5.
§375-4.2 Definitions.
Terms used in this subpart have the same meaning as defined in section
375-1.3 and in ECL 56-0101 and 56-0502. In the event of conflict, those
contained in ECL 56-0101 and 56-0502 shall prevail. Additionally, for
purposes of this subpart, the following terms have the following meanings:
(a) "Complete application" means an application for state assistance
under ECL article 56, title 5 submitted by an eligible municipality that
contains all the materials identified in section 375-4.4(b).
(b) "Disposition of the property" means the leasing of the property as
identified in the state assistance contract or the transfer of that
property's title through sale or other means.
(c) "Eligible municipality" means a municipality applying for state
assistance under ECL article 56, title 5 respecting property and meeting the
criteria set forth in section 375-4.3.
(d) "Environmental media" means water vapor, land (including land surface
and subsurface), sediments, surface water, groundwater, and air.
(e) "Project" means an environmental restoration project.
(f) "Property" means real property that is the subject of a project.
(g) "Public recreational use" means a use for public purposes or for
public recreational purposes.
(h) "Remedial alternatives report" or "RAR" is a report that contains an
evaluation of options for the remediation of any contamination in, on, or
under, or emanating from, a property that includes an analysis of data and
other information concerning the nature and extent of that property's
contamination and is generally performed concurrently, and in an interactive
fashion, with the site investigation.
(i) "Site investigation" or "SI" means a process undertaken to determine
the nature and extent of contamination in, on, and under, and emanating
from, a property. The SI includes the gathering of sufficient information to
determine the necessity for, and the selection of the appropriate method of,
remediation of contamination in, on, or under, or emanating from a property.
§375-4.3 Eligible municipalities.
(a) A municipality may apply for state assistance under ECL article 56,
title 5 to investigate property or to remediate property if the following
criteria are met respecting that property:
(1) The
municipality must own the property before the department approves the state
assistance contract. A municipality co-owning property with another person
that is not either a municipality or a not-for-profit corporation is not
considered to own the property for purposes of applying for state assistance
under ECL article 56, title 5;
(2) The municipality must
not have generated, transported or disposed of, nor arranged for nor caused
the generation, transportation or disposal of, hazardous substances on the
property. For these purposes, a municipality is not considered a generator,
transporter, or arranger merely for having rendered care, assistance, or
advice in the course of an incident creating a danger to public health or
welfare or to the environment as a result of any release of a hazardous
substance or the threat of same;
(3) The property must not
be listed in the Registry as a class "1" or "2" site at the time of
application; and
(4) In the case of a
remediation project, the source of the property's contamination must be
located on the property unless the remedial action identified in the record
of decision for the property selects a remedy that can eliminate
recontamination of the property from the off-property source in a
cost-effective manner.
(b) A municipality that took title to property from a municipality not
eligible to apply for state assistance under ECL article 56, title 5 by
reason of its having generated, transported or disposed of, or having
arranged for or caused the generation, transportation or disposal of,
hazardous substances on the property, is not eligible to receive state
assistance under ECL article 56, title 5 if either municipality is a local
public authority or public benefit corporation, or improvement district and
title was acquired on or after June 6, 1996.
(c) A municipality that leased property to another party that generated,
transported or disposed of, or that arranged for or caused the generation,
transportation or disposal of, hazardous substances on such property is
eligible to apply for state assistance under ECL article 56, title 5 unless
such municipality knew that such other party generated, transported or
disposed of, or arranged for or caused the generation, transportation or
disposal of, such hazardous substances and failed to take any action to
remediate, or cause the remediation of such hazardous substances.
§375-4.4 State assistance application contents and submission.
(a) An eligible municipality may apply for state assistance under ECL
article 56, title 5 to investigate property or to remediate property.
(b) A complete application for such state assistance consists of the
following:
(1) a duly completed department-provided application form. This form must
include the following certification:
The
undersigned on behalf of the applicant municipality does hereby certify
that:
The applicant has not generated, transported or disposed of, arranged for,
or caused the generation, transportation or disposal of hazardous substance
on that property, and has not undertaken, and will not undertake, any
indemnification obligation respecting a party responsible under law for the
remediation of the property, and, if the applicant leased such property to
another party that generated, transported or disposed of, or that arranged
for or caused the generation, transportation or disposal of, hazardous
substances on such property, the applicant did not know that such other
party generated, transported or disposed of, or arranged for or caused the
generation, transportation or disposal of, such hazardous substances or so
knew and took action to remediate, or cause the remediation of such
hazardous substances.
No other funding sources currently exist to undertake the project except the
applicant's and those other sources identified in this application;
All statements made for the purpose of obtaining State assistance for the
proposed project either are set out in full on this application, or are set
out in full in exhibits attached to this application and incorporated by
this reference;
The individual whose signature appears hereon is authorized to sign this
application for the applicant.
A FALSE STATEMENT MADE HEREIN IS PUNISHABLE AS A CLASS "A" MISDEMEANOR
PURSUANT TO SECTION 210.45 OF THE PENAL LAW
_______________________________________ _______
Signature of individual authorized to sign application Date
(2) a certified copy of the
authorization for submission of the application that contains the title of
the individual authorized to sign the application (this person must be a
responsible official of the municipality rather than a consulting engineer
or attorney) and a certification by a recording officer;
(3) a statement that the
property is not listed in the Registry as a class "1" or "2" site at the
time of application;
(4) a declaration by the
municipality to the effect that it owns at the time of application, or will
own at the time the department approves the state assistance contract, the
property. If the municipality owns the property, the municipality must
accompany the declaration with a copy of the deed certified by the county's
recording officer to be a true copy of the deed recorded in the recording
officer's office. That recording officer also must provide the appropriate
references pertaining to where the deed may be found in the recording
officer's office;
(5) a declaration by the
municipality to the effect that it did not generate, transport, or dispose
of, and did not arrange for nor cause the generation, transportation, or
disposal of, hazardous substances on the property;
(6)
a declaration by the municipality that it has complied with the following,
or will comply with them within the approved SI/RAR workplan schedule:
(i) the
registration of all known petroleum storage tanks on the property pursuant
to section 612.2 of this title and of all known chemical storage tanks on
the property pursuant to section 596.2 of this title, and
(ii) the proper closure
of all such known tanks that are out-of-service pursuant to section 613.9 of
this title (in the case of petroleum storage tanks) or section 598.10 of
this title (in the case of chemical storage tanks);
(7) where hazardous
substance is found to be stored on the property in containment vessels other
than storage tanks(such as drums, transformers, sumps, and pits), or where
petroleum storage tanks or chemical storage tanks are discovered on the
property during the course of the property's SI/RAR and such tanks contain
hazardous substance, a declaration that the municipality will remove and
dispose of such hazardous substance in accordance with all applicable state
and federal requirements within the approved SI/RAR workplan schedule;
(8) a demonstration that
the project is intended to result in a benefit to the environment and in
either an economic benefit to the state or a public recreational use;
(9)
a description of the project, which must include:
(i) the
project's purpose and scope, which identifies the investigation or
remediation activities proposed to be undertaken for the property, provides
a schedule, and takes into account the environmental history of the
property;
(ii) a summary of the
property's environmental history. This summary must contain all readily
available information that identifies all previous uses of the property,
types of operation conducted and chemicals used on the property, by-products
or wastes produced by previous activities on the property, environmental
permits or approvals obtained by previous operators, and a list of any
orders, decrees, or other legal documents regarding violations of the ECL
and of equivalent federal or local environmental statutes, local laws, or
ordinances. It must also include copies of any previous environmental
studies, property assessments, and geological studies on the property or
adjacent properties that are readily available;
(iii) a description of
the property's intended future use;
(iv) an estimate of the
project's cost, which must include the basis of those costs in the
description of the project;
(10) a written commitment
by the municipality that it will initiate field work within 12 months of the
department's approval of its application (or such other
time period as the department may approve on a case-specific basis) and that
it will complete the project in accordance with department-approved plans
and schedule;
(11) a list of other
funding sources or potential funding sources for this work, if known; and
(12) in the case of an
application for state assistance for a remediation project only, compliance
with the State Environmental Quality Review Act (SEQR), part 617 of this
title, must be completed.
(c)
(1) The applicant must submit the original and one copy of the complete
application to the department at the following address:
New
York State Department of Environmental Conservation
Division of Environmental Remediation
50 Wolf Road
Albany, New York 12233-7010
(2) The applicant also must
submit one copy of the complete application to the regional office of the
department that covers the county in which the property is located.
§375-4.5 State assistance application review.
(a) The department will review applications for state assistance under
ECL article 56, title 5 to determine whether the application is a complete
application.
(b) If the department determines that the application is not a complete
application, it will so notify the municipality in writing, identifying all
the deficiencies.
(c) The department will determine the eligibility of an investigation
project based upon the criteria set forth in ECL 56-0505.1, and the
department may enter into state assistance contracts to the extent monies
are available in order of when the department receives the original complete
application.
(d) The department will prioritize complete applications for remediation
according to a priority ranking score, and the department may enter into
state assistance contracts to the extent monies are available. The
department will assign a priority ranking score to each complete application
based upon the total points assigned pursuant to section 375-4.5(e).
(e) The department will assign the following priority ranking score
points to the following criteria applicable to a particular complete
application's remediation project, with the final priority ranking score
being determined by adding the totals described in sections 375-4.5(e)(1)
through (3) and then subtracting from that total the total from section
375-4.5(e)(4):
(1)
Benefit to the environment: the department will assess a maximum of 50
points based on the nature and extent of hazardous substance contamination
found in, on, or under, or emanating from, the property and the
environmental and/or public health benefits associated with the property's
expeditious remediation.
(2) Economic benefit to the
state: the department will assess a maximum of 50 points based on the
property's expeditious remediation to enhance its marketability, on its
location in an economically distressed area, and on its potential for state
and local tax revenue generating activities.
(3) Potential opportunity
for public recreational use: the department will assess a maximum of 50
points where the municipality has legally committed itself to implement a
specific public recreational use of the property.
(4) Opportunity for other
sources to fund the project, where available: the department will assess a
maximum of 15 points under this criterion.
(f) If at time of application, the department did not issue a record of
decision respecting the property's remediation, the municipality must
propose the property's remedial action. The department will review the site
investigation and public participation afforded in remedial decisionmaking
that the municipality undertook to develop its proposed remedial action to
determine the adequacy of the measures undertaken to comply with the site
investigation and public participation requirements of this subpart. If the
department concludes that the municipality's site investigation:
(1) was inadequate, the
department will reject the application after notifying the municipality of
the deficiencies in the municipality's site investigation.
(2) was adequate but that
the public participation afforded was inadequate, the department will so
notify the municipality, and the municipality will cooperate with the
department in implementing this subpart's public participation and remedy
selection requirements.
(3) was adequate but that
the municipality's proposed remedial action is inadequate, the department
will so notify the municipality, and if the municipality elects to proceed
with the department's proposed remedial action, it will cooperate with the
department in implementing this subpart's public participation and remedy
selection requirements.
(g) If the field work for a project for which state assistance is
provided is not initiated within 12 months of the department's approval of
its application (or such other time period as the
department may approve on a case-specific basis), the municipality will be
notified in writing of its failure to implement the project, the project
will be removed from the approved list, and the department will reallocate
monies allocated to the removed project for other complete applications.
(h) If an application for state assistance under ECL article 56, title 5
is received that pertains to property already subject to an existing legally
enforceable federal, state, or local requirement reflected in an agreement
or order directing a person other than the municipality to investigate or
remediate the property, the department will consider eligible for state
assistance only that portion of the investigative or remedial tasks which
such legally enforceable federal, state, or local requirement does not
cover.
§375-4.6 State assistance contract contents.
(a) In addition to those matters that ECL
56-0503.2 and other provisions of state and federal law require the state
assistance contract to contain and to such other terms and conditions that
the department may deem to be appropriate, that contract also must contain
the following:
(1) The municipality must bind itself, and must not enter into, or renew, a
lease concerning, nor transfer title to, the property, or any portion of it,
until the municipality binds itself and its lessees and its successors in
title, to the following conditions: that
(i) the
property is remediated under department oversight in accordance with the
department's record of decision and that the property is not used for any
purpose until it is so remediated (except that the property may continue to
be used for the purpose for which it is being used as of the effective date
of the state assistance contract, if the department determines that the
existing state of contamination does not pose a risk sufficient to prohibit
such use from continuing, giving due regard for human health and
environmental protection);
(ii) if, before the property's remediation is completed to the department's
satisfaction,
('a')
the municipality wishes to subdivide the property into separate parcels, it
may do so after it submits a complete application for state assistance to
remediate the property under ECL article 56, title 5. However, a
contaminated parcel of the subdivided property cannot be used until the
department-determined remedial objectives for that parcel are first met to
the department's satisfaction within such time period as the department may
require and the municipality must undertake that remediation if state
assistance to do so is provided under ECL article 56, title 5,
('b') the municipality's
successor in title that itself is not a municipality wishes to subdivide the
property into separate parcels, that successor in title must first agree to
remediate all such parcels in accordance with the department's record of
decision and under department oversight and any such parcel cannot be used
until such successor in title meets the department-determined remedial
objectives for that parcel to the department's satisfaction within such time
period as the department may require;
(iii) the property will
not be used for any purpose requiring a level of residual contamination
lower than that serving as the basis for the remediation identified in the
record of decision;
(iv) any engineering or
institutional controls (including deed restrictions), or both such controls,
that the department may deem necessary to allow the contemplated use of the
property to proceed will be imposed and maintained. The municipality will
cause the development of a plan, and submit such plans to the department for
its review and approval, to ensure that such controls are continually
maintained in the manner the department may require. The municipality and
its lessees and successors in title are prohibited from challenging the
imposition or continuance of such controls, and failure to implement the
department-approved plan or to maintain such controls constitute a violation
of the state assistance contract and for the duration of such failure, ECL
56-0509.1 will have no force and effect;
(v) the department will have access to the property, at times appropriate to
the circumstances and subject to the property's health and safety plan, for
purposes of ensuring that
('a')
the property is investigated or remediated in accordance with the
department-approved plans for the site investigation or remediation, and
('b') the operation,
maintenance, and monitoring plan identified in section 375-4.9(c) is being
implemented satisfactorily, and
('c') the engineering
and/or institutional controls described in 375-4.6(a)(1)(iv) are continually
maintained in the manner the department may require, and
('d') the department may
carry out any measures necessary to return the property to a condition
sufficiently protective of human health, in accordance with ECL 56-0509.4;
and
('e') neither the
municipality nor any of its lessees or successors in title shall interfere
with such access.
The municipality must make
this binding commitment by means of a restrictive covenant, a declaration of
restrictions, or lease provisions, which provide that the department (in
addition to the municipality) may enforce the restrictive covenant,
declaration of restrictions, or lease provisions, and that the municipality
shall record with the recording officer of the county or counties in which
the property is located within forty five days of the receipt of notice from
the department that the state Comptroller approved the state assistance
contract. Such restrictive covenant, declaration of restrictions, or lease
provisions shall contain: the name of the owner of the property; a
description of the property and the tax map parcel number of the property;
reference to the state assistance contract; a statement that the terms
contained in the state assistance contract and in the restrictive covenant,
declaration of restrictions, or lease provisions affect the property and
shall run with the land and bind all successive grantees, lessees,
sublessees, occupants, and lienors; a statement requiring that any future
disposition of the property or any interest therein, including a security
interest, shall make reference to the state assistance contract and the
restrictive covenant or declaration of restrictions or lease and that such
subsequent disposition or security interest is subject to the terms
contained in the state assistance contract, restrictive covenant,
declaration of restrictions, or lease;
(2) The municipality must
revise any existing leases concerning the property, or any portion of it, to
ensure that the property's use will be suspended upon a department
determination that such use cannot continue with sufficient protection of
the public health until the conditions giving rise to such determination are
addressed to the department's satisfaction; and the municipality must
provide the department with access to the property, at times appropriate to
the circumstances and subject to the property's health and safety plan, if
any, for purposes of ensuring that
(i) the property is
investigated and remediated in accordance with department-approved plans,
(ii) the operation,
maintenance, and monitoring plan identified in section 375-4.9(c) is being
implemented satisfactorily,
(iii) the department may
carry out any measures necessary to return the property to a condition
sufficiently protective of human health, in accordance with ECL 56-0509.4,
and
(iv) neither the
municipality nor any of its lessees or successors in title shall interfere
with such access;
(3)
(i)
Except as provided in section 375-4.6(a)(3)(ii), in the event that any (or
any combination of):
('a') federal payments
that pertain to the project;
('b') responsible party
payments or other consideration; or
('c') any other payments
or other consideration received with respect to the project,
become available that
were not included in the calculation of state assistance under the state
assistance contract, the department will recalculate the amount of state
assistance, and the municipality must pay to the department the amount by
which the state payment actually made exceeds the recalculated state
assistance. The municipality must immediately notify the department in
writing of its receipt of reimbursement from other sources for any
expenditure for which state assistance may be provided under the state
assistance contract.
(ii) In the event that
there is a disposition of the property, or any portion of such property, in
addition to any recalculation of state assistance under section
375-4.6(a)(3)(i), the department will recalculate the amount of state
assistance using the value of the disposition of the property, and the
municipality must pay to the state, in addition to any money that may be
required to be paid under section 375-4.6(a)(3)(i), an amount of money by
which the state payment actually made exceeds the recalculated state
assistance. For purposes of this section, the "value of the disposition of
the property", or that portion of the property that is disposed, consists,
if the property is disposed by transfer of title, of the higher of the
property's sale price or the property's fair market value at time of sale;
or, if the property is disposed by lease, the higher of the present worth of
the stream of rent over a 30 year period beginning the effective date of the
state assistance contract or the present worth of the fair market value of
the stream of rent over the same period. However, if the property is located
in an economic development zone or in a zone equivalent area, as those terms
are defined in sections 957 and 959(bb), respectively, of the general
municipal law; or if the property is located in a project area that is the
subject of a redevelopment plan approved by the municipality's legislative
body under article 18-B of the general municipal law; or if the property
will be used to maintain or expand the supply of housing for persons of low
income and families of low income, as section 2 of the private housing
finance law defines them, then if the property is disposed by sale, the
"value of the disposition of the property", or that portion of the property
that is disposed, consists of the property's sale price; or, if the property
is disposed by lease, the present worth of the stream of rent over a 30 year
period beginning the effective date of the state assistance contract.
(4) In the event that the
moneys received from any federal payments and any moneys or other
consideration received from responsible parties, from disposition of the
property, or any other source or any combination of these
monies or consideration, exceed the municipality's cost of the property
(which, for purposes of ECL 56-0503.2.d, consists of the municipality's
basis of the property, which is determined using generally accepted
accounting principles, including those approved for municipal entities, and
includes taxes owed to the municipality upon acquisition of title, and the
municipality's costs to maintain the property, to prepare the property for
disposition, and to dispose of the property) and the cost of the project,
such excess must be divided equally between the municipality and the state
of New York. The municipality must make immediate payment of such excess
moneys to the department upon receipt by the municipality of such excess
moneys;
(5) If the commissioner
determines that the municipality has failed to comply with any of the
requirements of applicable state or federal laws and regulations, or with
any of the requirements of the state assistance contract; or if without good
cause, as determined by the department, the municipality:
(i)
failed to initiate, proceed with, or complete the department-approved
project in accordance with its schedule; or
(ii) changed the
department approved project or any portion thereof without the department's
prior written approval,
the department will notify
the municipality of such failure, setting forth in writing the reasons for
such determination, and will afford the municipality a reasonable time
within which to cure such failure. The department will suspend payments
under the state assistance contract until the municipality has cured the
failure;
(6) While the municipality
may make efforts to recover response costs from responsible parties, it must
provide the department with timely advance written notice of any
negotiations, proposed agreements, proposed settlements or legal action by
which recovery is sought and must not commence such legal action nor enter
into any such proposed agreement or settlement without prior written
department approval; and
(7) The municipality must
assist the department or other state agencies in compelling responsible
parties to contribute to the cost of the project at the property, such
assistance encompassing, at a minimum, the provision of all information
which the municipality has or acquires during the course of project
implementation, and thereafter, related to the identification of the
responsible parties for the hazardous substances disposed at, or released
from, the property.
(b) Upon the state's execution of the state assistance contract, the
municipality and those identified in ECL 56-0509.1(a) will have the benefits
identified in ECL 56-0509 commencing the date of the department's approval
of the state assistance application provided the project is completed to the
department's satisfaction.
(c) Approval of an application for state assistance to undertake an
investigation project does not bind the department to approve an application
for state assistance to undertake a remediation project nor to provide any
assurance of approval or availability of funds for remediation.
(d) Remediation project costs for purposes of state assistance
calculation will be limited to no more than 105 percent of the eligible
portion of the municipality's selected contractor's bid/proposal price.
Requests to exceed such amount will only be considered if funds are
available, the municipality provides sufficient justification, and the
department approves the exceedance amount.
§375-4.7 Costs.
(a) The following costs are not eligible
for being considered in the calculation of state assistance under ECL
article 56, title 5: those incurred
(1)
Before the start date identified in the state assistance contract, including
those to prepare and submit the state assistance application and those to
procure and retain legal, engineering, and other services to undertake the
project;
(2) In violation of law;
(3) To operate and maintain
the property after construction of the department-approved remedy;
(4) For lead abatement
projects consisting of measures designed to reduce exposure to
lead-contaminated dust or paint, including any treatment, disposal, or
testing associated with such measures (provided, however, that costs
associated with lead abatement projects consisting of measures designed to
reduce lead in or on environmental media are eligible, within the limits of
the state finance law, for being considered in the calculation of state
assistance under ECL article 56, title 5);
(5) To redevelop the
property that are not necessary to remediate the property.
(b) The following costs are eligible, within the limits of the state
finance law, for being considered in the calculation of state assistance
under ECL article 56, title 5:
(1) Those
authorized by the municipality and the department that are directly related
to the project's implementation;
(2) Those to implement the
department-approved SI/RAR workplan;
(3) Those to implement the
measures necessary to satisfy the requirements of sections 375-4.4(b)(6) and
(7) of this title, where such costs were incurred on or after June 6, 1996
or the start date identified in the state assistance contract, whichever is
later;
(4) Those to implement the
department-approved remediation workplan, including those remediation costs
incurred with the department's prior approval after the ROD's issuance.
(c)
(1) Costs
to demolish structures and dispose of the resulting demolition debris are
eligible, within the limits of the state finance law, for being considered
in the calculation of state assistance under ECL article 56, title 5 but at
a reimbursement rate of up to 50 percent. Costs associated with the disposal
of any such resulting demolition debris that must be disposed in a disposal
facility subject to part 373 of this title are eligible, within the limits
of the state finance law, for being considered in the calculation of state
assistance under ECL article 56, title 5, at a rate of up to 75 percent. In
no event, however, will the department reimburse costs of a project
consisting exclusively, or almost exclusively, of demolition of a structure.
(2) Costs for asbestos
abatement projects that consist of any measure designed to reduce exposure
to, remove, or eliminate asbestos or asbestos-containing material from
inside a structure are eligible, within the limits of the state finance law,
for being considered in the calculation of state assistance under ECL
article 56, title 5 but at a reimbursement rate of up to 50 percent.
However, costs associated with the disposal of any such asbestos that must
be disposed in a disposal facility subject to part 373 of this title, or any
asbestos outside a structure, may be reimbursed at a rate of up to 75
percent. In no event, however, will the department reimburse costs of a
project consisting exclusively, or almost exclusively, of asbestos abatement
inside a structure.
(d) The department will determine on a
case-specific basis the eligibility, and reimbursement rate, of any cost a
municipality may incur that is not identified in sections 375-4.7(a) and
375-4.7(b). In making such determinations, the department will consider the
following factors: whether
(1)
Incurring the cost is necessary for conduct of the approved project;
(2) It is a reasonable cost
that was incurred under contract or municipal force account preapproved by
the department, provided, however, that costs incurred for legal services
are eligible only to the extent that they are necessary for actual project
implementation; and
(3) It is properly
documented.
§375-4.8 Investigation and remedial decision making.
(a) A project consisting of a property's investigation consists of the
property's site investigation, the remedial alternatives report, and the
department's record of decision. See section 375-1.10(d) for a
description of the record of decision's contents. The municipality must
implement the department-approved SI/RAR workplan, as may be revised.
(b) The SI/RAR workplan must include, but
is not limited to:
(1) A
scoping of the project, including measures necessary to satisfy the
requirements of sections 375-4.4(b)(6) and (7) of this Title, to understand
the nature and extent of the property's contamination and to evaluate
appropriate remedial alternatives, sufficient to allow evaluations of levels
of effort, cost, and implementation schedule to determine the project's
eligible costs; and
(2) A public participation
plan that outlines how the municipality will comply with section 375-1.5, as
modified for purposes of this subpart by section 375-4.8(c).
(c) The department will select the remedial action to be undertaken for
the property after providing the public a 45-day period within which to
submit written comments on the proposed remedial action plan for the
property. If those who submit comments are members of the affected community
and raise significant substantive issues on the proposed remedial action
plan, the department will hold a public hearing on the proposed remedial
action. The department will select the property's remedial action in a
record of decision upon due consideration of the factors set forth in
sections 375-1.10(c)(1) to 375-1.10(c)(7), inclusive, with the goal of the
remedial action being that described in section 375-1.10(b). The department
may select a remedial action different from the one originally proposed,
based upon reconsideration of the original proposal after evaluation of
comments received, if any, and after further reflection.
§375-4.9 Remediation.
(a) If the project that is the subject of a state assistance contract
consists of remediation of the property, the project will consist of two
components: design of the remedy and implementation of the design. Nothing
in this section, however, precludes a municipality from bidding a combined
design/construction contract within the limitations provided in law
governing that municipality's procurement.
(b) Under the state assistance contract for the remediation project, the
municipality must design the remedial action for the property that the
department selected in the record of decision and must implement the design
that the department approves.
(c) The remedial design must include an environmental sampling program as
part of the draft operation, monitoring, and maintenance plan, if that plan
is needed. The municipality must submit to the department the final
operation, monitoring, and maintenance plan just before the completion of
construction of the remedial design. Discoveries and modifications made
during construction may change the final operation, monitoring, and
maintenance plan. A remediation project will be considered complete once the
department approves the final operation, monitoring, and maintenance plan,
if that plan is needed.
[ End of SubPart 375-4 ]
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